Aldehydes and Ketones
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1. Introduction to Aldehydes and Ketones
Aldehyde
R–CHOGeneral functional group: –CHO.
Ketone
R–CO–R′Carbonyl carbon lies between two carbon groups.
| Class | Example | IUPAC name | Common name |
|---|---|---|---|
| Aldehyde | HCHO | Methanal | Formaldehyde |
| Aldehyde | CH₃CHO | Ethanal | Acetaldehyde |
| Ketone | CH₃COCH₃ | Propanone | Acetone |
| Aromatic aldehyde | C₆H₅CHO | Benzaldehyde | Benzaldehyde |
| Aromatic ketone | C₆H₅COCH₃ | 1-Phenylethanone | Acetophenone |
Diagram 1: Structural distinction between aldehydes and ketones
2. Structure and Nature of the Carbonyl Group
The carbonyl carbon is approximately sp²-hybridized and the atoms around it are nearly trigonal planar. The C=O bond contains one σ bond and one π bond.
Oxygen is more electronegative than carbon, so the bond is strongly polarized:
Cδ⁺ = Oδ⁻This polarity explains why nucleophiles attack the carbonyl carbon.
Diagram 2: Carbonyl polarity and trigonal-planar carbon
3. Nomenclature and Isomerism
3.1 Aldehydes
Choose the longest chain containing –CHO and replace the “e” of the corresponding alkane with –al. The aldehyde carbon is carbon 1.
| Formula | IUPAC name |
|---|---|
| HCHO | Methanal |
| CH₃CHO | Ethanal |
| CH₃CH₂CHO | Propanal |
| (CH₃)₂CHCHO | 2-Methylpropanal |
3.2 Ketones
Select the longest chain containing C=O and use the suffix –one. Number the chain to give the carbonyl carbon the lowest possible locant.
| Formula | IUPAC name |
|---|---|
| CH₃COCH₃ | Propanone |
| CH₃COCH₂CH₃ | Butan-2-one |
| CH₃CH₂COCH₂CH₃ | Pentan-3-one |
3.3 Isomerism
- Chain isomerism: different carbon skeletons.
- Position isomerism: important for ketones when C=O occupies different allowed positions.
- Functional isomerism: aldehydes and ketones can share the same molecular formula.
4. Preparation of Aldehydes and Ketones
4.1 From Alcohols by Oxidation
RCH₂OH + [O] → RCHO + H₂O R₂CHOH + [O] → R₂CO + H₂OPrimary alcohol gives an aldehyde on controlled oxidation; secondary alcohol gives a ketone.
4.2 By Catalytic Dehydrogenation of Alcohols
RCH₂OH → RCHO + H₂ (heated Cu) R₂CHOH → R₂CO + H₂ (heated Cu)4.3 From Alkenes by Ozonolysis
Ozone cleaves a C=C bond. Reductive work-up gives aldehydes and/or ketones depending on alkene substitution.
CH₃CH=CH₂ → CH₃CHO + HCHO (O₃, then reductive work-up)4.4 From Acid Chlorides
Aldehyde by Rosenmund Reduction
RCOCl + H₂ → RCHO + HCl (Pd/BaSO₄)Ketone from Acid Chloride
Acid chlorides can be converted into ketones using suitable organometallic reagents under controlled conditions; at Grade 12 level the key concept is that an acyl derivative can furnish a ketone without reducing all the way to an alcohol.
4.5 From Gem-Dihaloalkanes
Hydrolysis of geminal dihalides forms unstable gem-diols that lose water to produce carbonyl compounds.
RCHX₂ + 2KOH(aq) → RCH(OH)₂ + 2KX → RCHO + H₂O R₂CX₂ + 2KOH(aq) → R₂C(OH)₂ + 2KX → R₂CO + H₂O4.6 From Alkynes by Catalytic Hydration
Acid-catalysed hydration in the presence of Hg²⁺ forms an enol that rapidly rearranges to a carbonyl compound.
HC≡CH + H₂O → CH₃CHO (HgSO₄/H₂SO₄) CH₃C≡CH + H₂O → CH₃COCH₃ (HgSO₄/H₂SO₄)Diagram 3: Major syllabus preparation routes
5. Physical Properties
| Property | Aldehydes / Ketones | Reason |
|---|---|---|
| Polarity | Polar | C=O bond has strong permanent dipole. |
| Boiling point | Higher than similar hydrocarbons/ethers, generally lower than alcohols | Dipole–dipole forces, but no self O–H hydrogen-bond network. |
| Water solubility | Lower members are soluble/miscible; decreases with chain length | Carbonyl oxygen accepts H-bonds from water; larger hydrocarbon group reduces solubility. |
| State | Methanal is a gas; many lower members are volatile liquids | Molecular size and intermolecular forces. |
| Odour | Varies widely | Many low members have sharp odours; some aromatic aldehydes have characteristic fragrances. |
Diagram 4: Qualitative boiling-point comparison
6. Identification and Distinction Tests
6.1 2,4-DNP Test for Carbonyl Group
2,4-Dinitrophenylhydrazine (2,4-DNP or Brady’s reagent) reacts with aldehydes and ketones to form yellow/orange crystalline hydrazones.
R₂C=O + H₂NNHC₆H₃(NO₂)₂ → R₂C=NNHC₆H₃(NO₂)₂ + H₂O6.2 Tollens’ Test
Aldehydes reduce Tollens’ reagent, [Ag(NH₃)₂]⁺, to metallic silver and are oxidized to carboxylate.
RCHO + 2[Ag(NH₃)₂]⁺ + 3OH⁻ → RCOO⁻ + 2Ag↓ + 4NH₃ + 2H₂OObservation: silver mirror or grey silver deposit.
6.3 Fehling’s Test
Many aliphatic aldehydes reduce blue Cu²⁺ in alkaline Fehling’s solution to brick-red Cu₂O.
RCHO + 2Cu²⁺ + 5OH⁻ → RCOO⁻ + Cu₂O↓ + 3H₂OObservation: blue solution gives a brick-red precipitate.
Diagram 5: Practical test sequence for carbonyl compounds
| Test | Aldehyde | Ketone |
|---|---|---|
| 2,4-DNP | Positive: yellow/orange precipitate | Positive: yellow/orange precipitate |
| Tollens’ | Usually positive: silver mirror | Usually negative |
| Fehling’s | Many aliphatic aldehydes positive: brick-red Cu₂O | Usually negative |
7. Nucleophilic Addition Reactions
The electrophilic carbonyl carbon is attacked by nucleophiles. The π bond breaks and an addition product forms.
7.1 Addition of Hydrogen
RCHO + H₂ → RCH₂OH (Ni/Pt) R₂CO + H₂ → R₂CHOH (Ni/Pt)7.2 Addition of HCN
RCHO + HCN ⇌ RCH(OH)CN R₂CO + HCN ⇌ R₂C(OH)CNThe product is a cyanohydrin.
7.3 Addition of Sodium Hydrogen Sulphite
RCHO + NaHSO₃ → RCH(OH)SO₃NaMany aldehydes and some ketones form crystalline bisulphite addition compounds; historically this reaction is useful for separation/purification.
Diagram 6: General nucleophilic-addition concept
8. Reactions with Ammonia Derivatives
Carbonyl compounds undergo condensation with compounds containing the group H₂N–Z. Water is eliminated and C=N derivatives form.
| Reagent | Formula | Product |
|---|---|---|
| Hydroxylamine | NH₂OH | Oxime |
| Hydrazine | NH₂NH₂ | Hydrazone |
| Phenylhydrazine | C₆H₅NHNH₂ | Phenylhydrazone |
| Semicarbazide | NH₂NHCONH₂ | Semicarbazone |
| 2,4-DNP | 2,4-(NO₂)₂C₆H₃NHNH₂ | 2,4-DNP hydrazone |
9. Aldol Condensation
Example: Ethanal
2CH₃CHO → CH₃CH(OH)CH₂CHO (dil. NaOH)The product is 3-hydroxybutanal, historically called “aldol”.
CH₃CH(OH)CH₂CHO → CH₃CH=CHCHO + H₂O (heat)Diagram 7: Aldol addition followed by dehydration
10. Cannizzaro Reaction
Methanal
2HCHO + NaOH → HCOONa + CH₃OHBenzaldehyde
2C₆H₅CHO + KOH → C₆H₅COOK + C₆H₅CH₂OHAldol
Needs α-H.
Cannizzaro
Occurs in aldehydes with no α-H.
Diagram 8: Cannizzaro gives simultaneous oxidation and reduction
11. Reduction of the Carbonyl Group to –CH₂–
11.1 Clemmensen Reduction
R₂C=O → R₂CH₂ (Zn(Hg), conc. HCl)Clemmensen reduction is carried out in strongly acidic medium.
11.2 Wolff–Kishner Reduction
R₂C=O + NH₂NH₂ → R₂C=NNH₂ → R₂CH₂ + N₂ (KOH, heat)Wolff–Kishner reduction proceeds through a hydrazone and uses strongly basic, high-temperature conditions.
| Reduction | Reagents | Medium | Net change |
|---|---|---|---|
| Clemmensen | Zn(Hg) / HCl | Acidic | C=O → CH₂ |
| Wolff–Kishner | NH₂NH₂ / KOH / heat | Basic | C=O → CH₂ |
Diagram 9: Clemmensen vs Wolff–Kishner reduction
12. Action with PCl₅ and LiAlH₄
12.1 With PCl₅
Phosphorus pentachloride replaces carbonyl oxygen by two chlorine atoms.
R₂C=O + PCl₅ → R₂CCl₂ + POCl₃Example
CH₃CHO + PCl₅ → CH₃CHCl₂ + POCl₃12.2 With Lithium Aluminium Hydride
LiAlH₄ is a strong reducing agent.
RCHO → RCH₂OH (LiAlH₄, then H₂O) R₂CO → R₂CHOH (LiAlH₄, then H₂O)Clemmensen / Wolff–Kishner: C=O → CH₂.
13. Important Reactions of Methanal (Formaldehyde)
13.1 With Ammonia
Methanal reacts with ammonia to form hexamethylenetetramine (urotropine/hexamine).
6HCHO + 4NH₃ → (CH₂)₆N₄ + 6H₂O13.2 With Phenol
Methanal reacts with phenol to give hydroxymethyl phenols, which can condense further to phenol–formaldehyde resins.
phenol + HCHO → hydroxymethyl phenols → phenol–formaldehyde resinDiagram 10: Methanal with ammonia and phenol
14. Formalin and Its Uses
Uses
- Preservation and fixation of biological specimens and tissues in controlled laboratory/medical settings.
- Raw material for formaldehyde-based resins and polymers.
- Industrial disinfectant/biocide applications under regulated conditions.
- Manufacture of chemicals and synthetic materials.
15. Aromatic Aldehydes and Ketones
15.1 Benzaldehyde from Toluene
Controlled side-chain oxidation of toluene can produce benzaldehyde. A classical school-level method uses chromyl chloride (Etard reaction).
C₆H₅CH₃ → C₆H₅CHO (CrO₂Cl₂, then hydrolysis)15.2 Acetophenone from Benzene
Friedel–Crafts acylation of benzene with ethanoyl chloride gives acetophenone.
C₆H₆ + CH₃COCl → C₆H₅COCH₃ + HCl (AlCl₃)Diagram 11: Preparation of benzaldehyde and acetophenone
16. Properties and Important Reactions of Benzaldehyde
Benzaldehyde is an aromatic aldehyde. It undergoes typical aldehyde reactions such as oxidation, reduction and nucleophilic addition, but it lacks an α-hydrogen and therefore shows Cannizzaro rather than ordinary self-aldol condensation.
Oxidation
C₆H₅CHO + [O] → C₆H₅COOHReduction
C₆H₅CHO + 2[H] → C₆H₅CH₂OHCannizzaro
2C₆H₅CHO + KOH → C₆H₅COOK + C₆H₅CH₂OH17. Perkin Condensation
Example: Cinnamic Acid
C₆H₅CHO + (CH₃CO)₂O → C₆H₅CH=CHCOOH (CH₃COONa, heat; hydrolysis)The product is cinnamic acid.
Diagram 12: Perkin synthesis of cinnamic acid
18. Benzoin Condensation
19. Electrophilic Substitution in Aromatic Carbonyl Compounds
The –CHO and –COR groups withdraw electron density from the aromatic ring by inductive and resonance effects. They are therefore deactivating and meta directing.
Nitration of Benzaldehyde
C₆H₅CHO + HNO₃ → m-NO₂C₆H₄CHO + H₂O (H₂SO₄)Halogenation
C₆H₅CHO + Br₂ → m-BrC₆H₄CHO + HBr (Lewis acid)Sulphonation
C₆H₅CHO + H₂SO₄(fuming) → m-HO₃SC₆H₄CHO + H₂ODiagram 13: Meta-directing effect of aromatic carbonyl groups
20. High-Yield Reaction Summary
| Reaction | Reagent / condition | Product / observation |
|---|---|---|
| 1° alcohol oxidation | [O] | Aldehyde |
| 2° alcohol oxidation | [O] | Ketone |
| Alcohol dehydrogenation | Heated Cu | Aldehyde/ketone + H₂ |
| Ozonolysis | O₃, reductive work-up | Carbonyl fragments |
| Acid chloride reduction | H₂ / Pd-BaSO₄ | Aldehyde |
| Alkyne hydration | HgSO₄ / H₂SO₄ | Aldehyde or ketone after tautomerization |
| 2,4-DNP | Brady’s reagent | Yellow/orange precipitate |
| Tollens’ | [Ag(NH₃)₂]⁺ | Aldehyde → silver mirror |
| Fehling’s | Alkaline Cu²⁺ | Many aliphatic aldehydes → brick-red Cu₂O |
| HCN addition | HCN / CN⁻ | Cyanohydrin |
| NaHSO₃ addition | NaHSO₃ | Bisulphite addition compound |
| Hydroxylamine | NH₂OH | Oxime |
| Hydrazine | NH₂NH₂ | Hydrazone |
| Aldol | Dilute base; α-H required | β-Hydroxy carbonyl → unsaturated product |
| Cannizzaro | Conc. alkali; no α-H | Alcohol + carboxylate |
| Clemmensen | Zn(Hg)/HCl | C=O → CH₂ |
| Wolff–Kishner | NH₂NH₂/KOH/heat | C=O → CH₂ |
| LiAlH₄ | LiAlH₄, then H₂O | C=O → alcohol |
| PCl₅ | PCl₅ | C=O → CCl₂ |
| Perkin | Acid anhydride/carboxylate | Cinnamic-acid type product |
| Benzoin | CN⁻ catalyst | Benzoin |
21. Common Exam Mistakes
- Using the legacy Nepal eNotes “Unit 6” numbering instead of the current Unit 13.
- Writing aldehyde as –COH instead of –CHO.
- Forgetting that the carbonyl carbon is sp² and approximately trigonal planar.
- Saying 2,4-DNP alone distinguishes aldehydes from ketones. It detects both.
- Expecting an ordinary ketone to give Tollens’ silver mirror.
- Writing Fehling’s test as universally positive for every aldehyde; many common aliphatic aldehydes are positive, while benzaldehyde typically does not behave like them in Fehling’s test.
- Applying aldol condensation to methanal or benzaldehyde. They lack α-H.
- Applying Cannizzaro to an aldehyde that clearly has an α-H without considering aldol chemistry.
- Confusing Clemmensen and LiAlH₄ products. Clemmensen removes carbonyl oxygen to CH₂; LiAlH₄ gives alcohol.
- Confusing Clemmensen acidic conditions with Wolff–Kishner basic conditions.
- Forgetting that primary alcohol oxidation must be controlled to stop at an aldehyde.
- Writing acetophenone as an aldehyde. It is an aromatic ketone.
- Forgetting that –CHO and –COR are deactivating, meta-directing ring substituents.
- Confusing Perkin condensation with benzoin condensation.
- Using cyanide chemistry without acknowledging its extreme toxicity in practical contexts.
22. Worked Examples
Compound: CH₃CH₂COCH₃.
The carbonyl carbon is bonded to two carbon groups, so it is a ketone.
Name: butan-2-one.
CH₃CH₂CH₂OH is a primary alcohol.
CH₃CH₂CH₂OH + [O] → CH₃CH₂CHO + H₂OProduct: propanal on controlled oxidation.
Ethanal, CH₃CHO: contains α-H → aldol possible.
Benzaldehyde, C₆H₅CHO: no α-H → Cannizzaro possible with concentrated alkali.
Propanone + LiAlH₄ gives propan-2-ol:
CH₃COCH₃ + 2[H] → CH₃CHOHCH₃Propanone + Clemmensen/Wolff–Kishner gives propane:
CH₃COCH₃ → CH₃CH₂CH₃If an unknown gives an orange 2,4-DNP precipitate and a silver mirror with Tollens’ reagent, it contains a reactive carbonyl group and behaves as an aldehyde.
23. Important Exam Questions
Short-Answer Questions
- Define aldehyde and ketone with general structures.
- Explain the polarity and geometry of the carbonyl group.
- Why are aldehydes generally more reactive than ketones toward nucleophilic addition?
- Give IUPAC names of HCHO, CH₃CHO, CH₃COCH₃ and CH₃COCH₂CH₃.
- Give an example of functional isomerism between an aldehyde and a ketone.
- How is an aldehyde prepared from a primary alcohol?
- How is a ketone prepared from a secondary alcohol?
- What products are formed in ozonolysis of propene?
- What is Rosenmund reduction?
- How can a gem-dihalide give a carbonyl compound?
- What is the role of HgSO₄/H₂SO₄ in hydration of an alkyne?
- What observation is obtained with 2,4-DNP reagent?
- Describe Tollens’ test for an aldehyde.
- Describe Fehling’s test for an aliphatic aldehyde.
- What is a cyanohydrin?
- What is the product of carbonyl compound + NH₂OH?
- State the condition required for aldol condensation.
- State the condition required for Cannizzaro reaction.
- Differentiate Clemmensen and Wolff–Kishner reductions.
- What does LiAlH₄ do to an aldehyde or ketone?
- What does PCl₅ do to a carbonyl group?
- Write the reaction of methanal with ammonia.
- What is formalin?
- How is benzaldehyde prepared from toluene?
- How is acetophenone prepared from benzene?
- What is Perkin condensation?
- What is benzoin condensation?
- Why is –CHO meta directing?
Long-Answer Questions
- Explain structure and reactivity of the carbonyl group.
- Describe five syllabus methods of preparing aldehydes and ketones.
- Compare physical properties of aldehydes, ketones, hydrocarbons and alcohols.
- Explain how 2,4-DNP, Tollens’ and Fehling’s reagents are used in carbonyl identification.
- Describe nucleophilic addition of H₂, HCN and NaHSO₃ to carbonyl compounds.
- Describe reactions with hydroxylamine, hydrazine, phenylhydrazine and semicarbazide.
- Explain aldol condensation of ethanal with equation.
- Explain Cannizzaro reaction of methanal or benzaldehyde.
- Compare Clemmensen, Wolff–Kishner and LiAlH₄ reductions.
- Describe reactions of methanal with ammonia and phenol.
- Define formalin and state its uses and safety concerns.
- Explain preparation of benzaldehyde from toluene and acetophenone from benzene.
- Explain Perkin condensation and benzoin condensation.
- Explain electrophilic substitution orientation in benzaldehyde.
Conversion Questions
- Ethanol → ethanal.
- Propan-2-ol → propanone.
- Ethene / propene → carbonyl compounds by ozonolysis.
- Ethanal → ethanol.
- Propanone → propan-2-ol.
- Propanone → propane.
- Benzaldehyde → benzyl alcohol.
- Benzaldehyde → benzoic acid.
- Toluene → benzaldehyde.
- Benzene → acetophenone.
- Benzaldehyde → cinnamic acid.
- Benzaldehyde → benzoin.
Diagram / Flowchart Questions
- Draw aldehyde vs ketone structures.
- Draw the polar trigonal-planar carbonyl group.
- Draw a preparation map for carbonyl compounds.
- Draw a test flowchart using 2,4-DNP, Tollens’ and Fehling’s tests.
- Draw the general nucleophilic-addition mechanism concept.
- Draw aldol condensation of ethanal.
- Draw Cannizzaro disproportionation.
- Draw Clemmensen vs Wolff–Kishner reduction.
- Draw methanal reaction routes with ammonia and phenol.
- Draw preparation of benzaldehyde and acetophenone.
- Draw Perkin condensation.
- Draw the meta-directing effect of –CHO.
24. One-Minute Revision
- Aldehyde = R–CHO; ketone = R–CO–R′.
- The carbonyl carbon is sp², trigonal planar and δ⁺.
- Aldehydes are generally more reactive than comparable ketones toward nucleophilic addition.
- Primary alcohol oxidation/dehydrogenation gives aldehyde; secondary alcohol gives ketone.
- Ozonolysis cleaves C=C to carbonyl compounds.
- Rosenmund reduction converts an acid chloride to an aldehyde.
- Gem-dihalide hydrolysis can produce an aldehyde or ketone.
- HgSO₄/H₂SO₄ hydration of alkynes gives carbonyl compounds after tautomerization.
- 2,4-DNP gives yellow/orange carbonyl derivative with both aldehydes and ketones.
- Tollens’ positive aldehyde test gives silver mirror.
- Fehling’s gives brick-red Cu₂O with many aliphatic aldehydes.
- HCN adds to C=O to form cyanohydrin.
- NH₂OH gives oxime; NH₂NH₂ gives hydrazone.
- Aldol requires α-H.
- Cannizzaro is characteristic of aldehydes without α-H.
- Clemmensen: Zn(Hg)/HCl; Wolff–Kishner: NH₂NH₂/KOH/heat.
- Clemmensen/Wolff–Kishner convert C=O to CH₂.
- LiAlH₄ converts aldehyde to 1° alcohol and ketone to 2° alcohol.
- PCl₅ replaces carbonyl oxygen by two chlorine atoms.
- 6HCHO + 4NH₃ gives hexamethylenetetramine.
- Formalin is aqueous formaldehyde solution.
- Toluene can be converted to benzaldehyde; benzene + CH₃COCl/AlCl₃ gives acetophenone.
- Perkin reaction of benzaldehyde can give cinnamic acid.
- Benzoin condensation joins two benzaldehyde molecules.
- –CHO and –COR deactivate the aromatic ring and direct electrophiles mainly meta.
25. Diagram Practice
Students should practice these diagrams for the NEB examination:
- Aldehyde vs ketone structure.
- Carbonyl polarity and trigonal-planar geometry.
- Preparation routes of aldehydes and ketones.
- 2,4-DNP / Tollens’ / Fehling’s test flowchart.
- General nucleophilic addition to carbonyl.
- Aldol condensation of ethanal.
- Cannizzaro disproportionation.
- Clemmensen vs Wolff–Kishner reduction.
- Methanal reactions with ammonia and phenol.
- Benzaldehyde and acetophenone preparation.
- Perkin condensation.
- Meta-directing effect of –CHO / –COR.
Discussion
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